Augmenting cyber threat alerts on the ACES platform with ACES's specific information.
The current Cyberthreat alerts on the ACES platform are difficult to understand and we often see false positives relative to new use cases.
Large Language Model analysis for the Tips, Complaints and Referrals (TCR) system
The SEC receives high volumes of Tips, Complaints, and Referrals (TCRs) and has limited staff to triage these TCRs effectively. Some TCRs contain large narratives for allegations;…
Using AI Large Language Model chat for general tasks/questions
Using an AI Large Language Model chat for general tasks and answer questions
Agentic Knowledge Base of Amazon Web Services Cloud Environment for the Securities and Exchange Commission (ACES)
Retrieving and Summarizing support FAQ information
Extracting data from FOIA request forms
Capture and load data from a FOIA form into a SharePoint list for tracking through the eDiscovery Lifecycle. This alleviates time demands for manual entry from one system to anoth…
Knowledge base of federal securities law and chatbot
Using AI to carry out basic research on federal securities laws.
Knowledge base of crypto comments and chatbot
Using AI to carry out basic research on opinions and submitted comments related to crypto assets.
Create description of documents for records management in sharepoint
Creating descriptions and other record keeping metadata on documents.
Westlaw Co-Counsel
The AI output will facilitate legal research, document analysis, and document production.
Lexis Protege
The AI output will facilitate legal research, document analysis, and document production.
Semantic Layer Natural Language Query
This use case prepares data for use by AI and then enables users to query data with AI without having to write code.
Using AI to answer questions about a corpus of uploaded files
This AI service will provide a internal Large Language Model for general usage for chatting and answering questions about user uploaded files and internal knowledge bases.
AI Chart Generation
Our solution uses AI to generate chart code to automatically render interactive data visualizations for various chart types.
Creating AI generated images
Facilitate the use of models for AI generated image creation
8-K Filing Solution
Business users now can quickly go through the details to make a informed decisions using AWS image recognition AI service
Disclosure Review Chatbot
Disclosure Review Automation (DREAM) Chatbot helps division staff search within review guides and generating detailed responses to disclosure review questions
Note-Taking Assistant
The application assists staff with review and analysis of the examiner's notes taken during the examination process.
Public Website Search
This application summarizes a public website and allows staff to ask natural language questions about the contents of the website.
Chatbot with SEC Documents
This application includes a knowledge base of internal SEC guidelines and procedures. It will help answer staff questions on those guidelines/procedures.
Enhancing Analysis of SEC Web Engagement Trends Using AI
Manual analysis of Google Analytics data is time-consuming and limits the ability to identify trends across multiple SEC.gov pages.
Identifying Citations of SEC Publications to Measure Market Impact
Lack of visibility into how SEC publications are cited in external research and industry materials.
Analyzing Registered Offerings Data to Understand Capital Formation Trends
Manual review and analysis of data filed with the SEC about registered offerings is time-consuming.
Analyzing EDGAR Search Trends to Understand Public Interest in Filings
Limited insight into how the public interacts with EDGAR and what types of filings are most viewed.
Analyzing Form ADV Data to Identify Trends Among Investment Advisers
Manual analysis of Form ADV data is inefficient and limits trend detection.