OMB Individually Reported
Chatbot with SEC Documents
Low riskExact public inventory row
Description
This application includes a knowledge base of internal SEC guidelines and procedures. It will help answer staff questions on those guidelines/procedures.
Detailed example
This application provides summarizations and responses to questions based on the contents of a corpus of documents and internal SEC guidelines..
AI / analytics pattern
Generative AI: AI that generates new or synthetic content (e.g., images, videos, audio, text, code).
Automation level / stage
a) Pre-deployment – The use case is in a development or acquisition status.
Expected benefit
This application will streamline responding to questions regarding internal SEC guidance. It will improve efficiency and consistency of SEC work through near immediate response time to questions.
Controls / human review
ATO: Not reported; PIA: Not published