Name Matching

Name Matching - Identifies certain similarities in names across data sources. This allows staff to more easily compare information across data sources.

Parsing of Plain Language Descriptions to Machine-Readable Notations

Automates conversion of plain-language text into machine-readable standardized notations. This permits ease of analysis

Identification of Potentially Manipulative Trading Activity in Registrant Data

Identifies potentially manipulative trading activity for further review by an examination team.

Testing of Various AI Algorithms and Models

Using Natural Language Processing Techniques to Search and Analyze Certain Filings

Helps search and analyze a corpus of unstructured filings. Staff may consider the results of these efforts in their examination efforts.

Using Machine Learning/Artificial Intelligence Techniques to Predict Entities With Certain Risk Characteristics

Analyze data to predict entities with certain risk characteristics. Staff may consider the results of these efforts in their examination efforts.

Identification of Potentially Manipulative Activity in Certain Accounts

Identifies accounts with certain activity of interest for further review by an examination team

Note-Taking Assistant

The application assists staff with review and analysis of the examiner's notes taken during the examination process.

Public Website Search

This application summarizes a public website and allows staff to ask natural language questions about the contents of the website.

Chatbot with SEC Documents

This application includes a knowledge base of internal SEC guidelines and procedures. It will help answer staff questions on those guidelines/procedures.