OMB Individually Reported
Identification of Potentially Manipulative Trading Activity in Registrant Data
Low riskExact public inventory row
Description
Identifies potentially manipulative trading activity for further review by an examination team.
Detailed example
The system identifies activity of interest.
AI / analytics pattern
Classical/Predictive Machine Learning: Models trained on data to make predictions or classifications based on identified patterns or relationships.
Automation level / stage
a) Pre-deployment – The use case is in a development or acquisition status.
Expected benefit
Identifies potentially manipulative trading activity for further review by an examination team.
Controls / human review
ATO: Not reported; PIA: Not published