Name Matching
Name Matching - Identifies certain similarities in names across data sources. This allows staff to more easily compare information across data sources.
Parsing of Plain Language Descriptions to Machine-Readable Notations
Automates conversion of plain-language text into machine-readable standardized notations. This permits ease of analysis
Identification of Potentially Manipulative Trading Activity in Registrant Data
Identifies potentially manipulative trading activity for further review by an examination team.
Using Natural Language Processing Techniques to Search and Analyze Certain Filings
Helps search and analyze a corpus of unstructured filings. Staff may consider the results of these efforts in their examination efforts.
Using Machine Learning/Artificial Intelligence Techniques to Predict Entities With Certain Risk Characteristics
Analyze data to predict entities with certain risk characteristics. Staff may consider the results of these efforts in their examination efforts.
Identification of Potentially Manipulative Activity in Certain Accounts
Identifies accounts with certain activity of interest for further review by an examination team
Note-Taking Assistant
The application assists staff with review and analysis of the examiner's notes taken during the examination process.
Public Website Search
This application summarizes a public website and allows staff to ask natural language questions about the contents of the website.
Chatbot with SEC Documents
This application includes a knowledge base of internal SEC guidelines and procedures. It will help answer staff questions on those guidelines/procedures.