Creating AI generated images
Facilitate the use of models for AI generated image creation
8-K Filing Solution
Business users now can quickly go through the details to make a informed decisions using AWS image recognition AI service
Disclosure Review Chatbot
Disclosure Review Automation (DREAM) Chatbot helps division staff search within review guides and generating detailed responses to disclosure review questions
Note-Taking Assistant
The application assists staff with review and analysis of the examiner's notes taken during the examination process.
Public Website Search
This application summarizes a public website and allows staff to ask natural language questions about the contents of the website.
Chatbot with SEC Documents
This application includes a knowledge base of internal SEC guidelines and procedures. It will help answer staff questions on those guidelines/procedures.
Enhancing Analysis of SEC Web Engagement Trends Using AI
Manual analysis of Google Analytics data is time-consuming and limits the ability to identify trends across multiple SEC.gov pages.
Identifying Citations of SEC Publications to Measure Market Impact
Lack of visibility into how SEC publications are cited in external research and industry materials.
Analyzing Registered Offerings Data to Understand Capital Formation Trends
Manual review and analysis of data filed with the SEC about registered offerings is time-consuming.
Analyzing EDGAR Search Trends to Understand Public Interest in Filings
Limited insight into how the public interacts with EDGAR and what types of filings are most viewed.
Analyzing Form ADV Data to Identify Trends Among Investment Advisers
Manual analysis of Form ADV data is inefficient and limits trend detection.
Rule and Comment Organization and Summarization
Downloading, navigating, searching, and understanding comments and rule filings can be slow and burdensome using existing tools.
Training Conversation Tool
Strictly a training tool for practicing conversations on a variety of topic areas.
AI-enabled information collection and curation
Collecting information from a variety of sources, including documents, databases, and staff interviews, and curating into a knowledge base.
AI-enabled information dissemination
Process, organize, and propagate new information to staff and AI agents when it arrives.
Legal Research (Lexis+)
More efficient legal research.
Legal Research (Westlaw Precision)
More efficient legal research.
Natural language search on images through FlashPoint
Using natural language to search through images posted to social media.
Streamlining initial research
Initial research steps in examinations and enforcement matters requires marshalling many different data sets, for which AI can improve efficiency.
Use natural language to query crypto market data and create on demand visualizations with prepopulated thresholds
The AI simplifies the process of creating data visualization for crypto market data.
Tracing digital asset transactions and identifying entities controlling wallet addresses
The tool helps to identify clusters of related wallet addresses and to predict the sender’s change in transaction data.
Improve efficiency of comment letter ingestion
Using AI/ML to improve the timeliness and accuracy of the ingestion of comment letters, such as by automating the identification of comment file numbers, and enhancing the identif…
Comparing EDGAR system access request forms
The AI helps extract information from scanned documents and compares it with information provided on a digital form