Knowledge base of federal securities law and chatbot
Using AI to carry out basic research on federal securities laws.
Knowledge base of crypto comments and chatbot
Using AI to carry out basic research on opinions and submitted comments related to crypto assets.
Westlaw Co-Counsel
The AI output will facilitate legal research, document analysis, and document production.
Lexis Protege
The AI output will facilitate legal research, document analysis, and document production.
Semantic Layer Natural Language Query
This use case prepares data for use by AI and then enables users to query data with AI without having to write code.
Using AI to answer questions about a corpus of uploaded files
This AI service will provide a internal Large Language Model for general usage for chatting and answering questions about user uploaded files and internal knowledge bases.
AI Chart Generation
Our solution uses AI to generate chart code to automatically render interactive data visualizations for various chart types.
Creating AI generated images
Facilitate the use of models for AI generated image creation
8-K Filing Solution
Business users now can quickly go through the details to make a informed decisions using AWS image recognition AI service
Disclosure Review Chatbot
Disclosure Review Automation (DREAM) Chatbot helps division staff search within review guides and generating detailed responses to disclosure review questions
Note-Taking Assistant
The application assists staff with review and analysis of the examiner's notes taken during the examination process.
Public Website Search
This application summarizes a public website and allows staff to ask natural language questions about the contents of the website.
Chatbot with SEC Documents
This application includes a knowledge base of internal SEC guidelines and procedures. It will help answer staff questions on those guidelines/procedures.
Analyzing Registered Offerings Data to Understand Capital Formation Trends
Manual review and analysis of data filed with the SEC about registered offerings is time-consuming.
Analyzing Form ADV Data to Identify Trends Among Investment Advisers
Manual analysis of Form ADV data is inefficient and limits trend detection.
Legal Research (Lexis+)
More efficient legal research.
Legal Research (Westlaw Precision)
More efficient legal research.
Natural language search on images through FlashPoint
Using natural language to search through images posted to social media.
Streamlining initial research
Initial research steps in examinations and enforcement matters requires marshalling many different data sets, for which AI can improve efficiency.
Use natural language to query crypto market data and create on demand visualizations with prepopulated thresholds
The AI simplifies the process of creating data visualization for crypto market data.
Tracing digital asset transactions and identifying entities controlling wallet addresses
The tool helps to identify clusters of related wallet addresses and to predict the sender’s change in transaction data.
CF Staff Review Comments
The solution will help in classifying comments letters.
Predictive Modeling of Invasive Pest Species
Imported agricultural products may contain pests. The purpose of this model is to assist in determining if imported agricultural products from other countries to have pests.
List Frame Deadwood Identification
This model helps identify farms that may be out of business on the National Agricultural Statistics Service list. Parts of the model were used to create clear rules to identify th…