55 matching use cases
External audit / Internal audit ×
AIUC-00240Federal / Audit / Finance

Industry risk alert monitor

Monitors sector events and summarizes impacts for audit teams.

Federal / Audit / FinancePlanning & risk assessment
AIUC-00241Federal / Audit / Finance

Three-way match testing

Matches PO, receipt, invoice, and payment evidence and flags exceptions.

Federal / Audit / FinanceControls & SOX testing
AIUC-00242Federal / Audit / Finance

Approval control testing

Checks whether required approvals exist, are timely, and are by authorized approvers.

Federal / Audit / FinanceControls & SOX testing
AIUC-00243Federal / Audit / Finance

Segregation-of-duties analysis

Analyzes ERP roles and transactions to identify SoD conflicts and toxic combinations.

Federal / Audit / FinanceControls & SOX testing
AIUC-00244Federal / Audit / Finance

Configuration control review

Compares system configuration to approved baselines and change tickets.

Federal / Audit / FinanceControls & SOX testing
AIUC-00245Federal / Audit / Finance

IT general controls evidence extraction

Extracts evidence from tickets, logs, screenshots, and reports for ITGC testing.

Federal / Audit / FinanceControls & SOX testing
AIUC-00246Federal / Audit / Finance

Automated control re-performance

Re-performs calculations, tolerance checks, and workflow controls across full populations.

Federal / Audit / FinanceControls & SOX testing
AIUC-00247Federal / Audit / Finance

Control frequency verification

Checks whether daily/weekly/monthly controls were performed at required frequency.

Federal / Audit / FinanceControls & SOX testing
AIUC-00248Federal / Audit / Finance

Access recertification testing

Matches access review evidence to active user populations and reviewer approvals.

Federal / Audit / FinanceControls & SOX testing
AIUC-00249Federal / Audit / Finance

Privileged-access anomaly detection

Flags unusual privileged-account usage, emergency access, or late-night activity.

Federal / Audit / FinanceControls & SOX testing
AIUC-00250Federal / Audit / Finance

Change-management testing

Links code commits, approvals, testing evidence, and production deployment logs.

Federal / Audit / FinanceControls & SOX testing
AIUC-00251Federal / Audit / Finance

Interface control monitoring

Detects failed, duplicate, or delayed interfaces between systems.

Federal / Audit / FinanceControls & SOX testing
AIUC-00252Federal / Audit / Finance

Key report logic testing

Analyzes report SQL/code and reconciles output to source systems.

Federal / Audit / FinanceControls & SOX testing
AIUC-00253Federal / Audit / Finance

Spreadsheet control inspection

Checks formulas, hidden cells, external links, and version history in key spreadsheets.

Federal / Audit / FinanceControls & SOX testing
AIUC-00254Federal / Audit / Finance

Manual journal approval testing

Validates preparer/approver independence and posting timing.

Federal / Audit / FinanceControls & SOX testing
AIUC-00255Federal / Audit / Finance

User access deprovisioning test

Compares terminated/transferred employees to access-removal timestamps.

Federal / Audit / FinanceControls & SOX testing
AIUC-00256Federal / Audit / Finance

Exception aging dashboard

Prioritizes unresolved control exceptions by age, amount, owner, and risk.

Federal / Audit / FinanceControls & SOX testing
AIUC-00257Federal / Audit / Finance

Control design gap analyzer

Compares control descriptions against COSO/control objectives and identifies missing attributes.

Federal / Audit / FinanceControls & SOX testing
AIUC-00258Federal / Audit / Finance

Walkthrough transcript-to-narrative

Converts walkthrough transcripts into process narratives, control descriptions, and flow notes.

Federal / Audit / FinanceControls & SOX testing
AIUC-00259Federal / Audit / Finance

Evidence completeness checker

Checks if all selected items have sufficient, relevant, and dated audit evidence.

Federal / Audit / FinanceControls & SOX testing
AIUC-00260Federal / Audit / Finance

Policy-to-control traceability

Maps policy requirements to controls and flags policy sections without coverage.

Federal / Audit / FinanceControls & SOX testing
AIUC-00261Federal / Audit / Finance

Continuous controls monitoring

Runs control tests continuously against ERP logs and transaction data.

Federal / Audit / FinanceControls & SOX testing
AIUC-00262Federal / Audit / Finance

Robotic process control validation

Tests bot configuration, exception handling, and change controls.

Federal / Audit / FinanceControls & SOX testing
AIUC-00263Federal / Audit / Finance

Data quality control testing

Checks completeness, accuracy, validity, and timeliness controls over reporting data.

Federal / Audit / FinanceControls & SOX testing